Skip to Content

finra Search Results

Skills
341 Results

Filters

Most Relevant
Job Title
Skills
Company
School
Location
341 Results
Most Relevant
RAKESH PAWAR

RAKESH PAWAR

KYC/AML Specialist with nearly 10 years of experience in opening, amending, reviewing, and exiting clients according to established policies and pr... View More

Top Skills

Certifications

  • 802090673
Sharon Eubanks

Sharon Eubanks

Dynamic and results-driven Talent Acquisition professional with extensive experience in leading recruitment teams and enhancing operational efficiency... View More

Top Skills

Blake M. Williams

Blake M. Williams

Enthusiastic and detail-oriented professional with extensive experience in regulatory compliance, operational management, and project optimization. Hi... View More

Top Skills

Certifications

  • FINRA: Series 24, Series 7, SIE
  • NASAA: Series 65, Series 63
  • State Department of Insurance: Life & Health Insurance
Leonardo Soto Mendoza

Leonardo Soto Mendoza

Strategic-thinking professional with 8 years of experience building relationships, cultivating partnerships, retaining top accounts and growing profit... View More

Top Skills

Jean-Luc Dupont

Jean-Luc Dupont

Extensive experience securing complex and regulated organizations, protecting company assets, aligned with business objectives. Successful at various ... View More

Top Skills

Divya Nune

Public Policy and Fiscal Analyst with multi-sector experience in financial analysis, administrative operations, and regulatory compliance. Proven expe... View More

Top Skills

Certifications

  • Securities Industry Essentials (SIE), FINRA, 07/01/25
Rhys Moore

Rhys Moore

Professional paralegal with robust experience in legal support and team management. Skilled in legal research, case preparation, and document review,... View More

Top Skills

Maria Castro

Experienced professional with a proven ability to manage multiple projects and re-prioritize workloads as necessary. Demonstrates strong judgment, pol... View More

Top Skills

Amlan Banerjee

Dynamic IT Director with a proven track record at Boeing Employee Credit Union, driving digital transformation and architectural excellence. Expert in... View More

Top Skills

Certifications

  • Certified SAFe 5 Agilist, 04/01/22, Scaled Agile Framework Certification Training
  • Certified Business Technology Professional - Core Banking, 02/01/22, Skillsoft

Rebecca Frohlich

Meticulous Certified Financial Planner™ with over 20+ years of experience in financial planning, management and client counseling. Evaluates client si... View More

Top Skills

Certifications

  • Certified Financial Planner (CFP), CFP Board, 04/2023, 10/2024, 450491
  • Series 63 and 65
  • Insurance Agent, Accident, Health, Life, Variable Life & Variable Annuities, Nebraska Department of Insurance, 10/2022, 10/2024, 9869559