Praneet Anand
KYC , AML , Advisory
Bangalore,Karnataka
Summary
Enthusiastic Senior Analyst eager to contribute to team success through hard work, attention to detail and excellent organizational skills. Clear understanding of Remediation and CDD,EDD and training in AML and Regional Regulation. Motivated to learn, grow and excel in KYC & AML. Dedicated KYC , AML professional with history of meeting company goals utilizing consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
5
5
years of professional experience
4
4
years of post-secondary education
2
2
Languages
6
6
Certificates
Work History
Senior Analyst (KYC)
KPMG Global Services
Banglore, Karnataka
10.2020 - Current
- Performed Remediation , Due Diligence for different types of Risk Rating of Customer and reviewing the documents inclusive of Customer Identification Program (CIP).
- Assured quality framework , continuous improvement initiatives, KYC Remediation , Risk classification , PEPs investigation and knowledge of regulatory.
- Good understanding of anti-money laundry law and regulations, client on-boarding , sanction screening, periodic reviews, CDD , SDD, SpDD,PDD and EDD.
- Understood the strategic direction set by senior management, clearly communicate team goals , deliverables,and keep them updated to change.
- Ensuring risk rating as per the risks rating factors, mitigating factors & Compliance of customer profile with all AML laws , guidelines & written SOP.
- Performing Public Source Due Diligence and Impact Assessment to obtain maximum information and document from valid authorized sources as per SOP before reaching out to client.
- Liaising with sales and Business unit for immediate follow ups with the client to provide document or highlighting the issue to compliance to take exception approval if required.
- Performing QC review on the cases of team members and assisting with the queries and issues coming with high risk clients.
- Liaising and escalating issues to Onshore, Business Unit , IT or compliance team to prioritize and resolve the queries and issues on timely manner to complete the case before deadline.
Team Leader - Operations
Teleperformance D.I.B.S
Banglore, Karnataka
06.2016 - 09.2020
- Demonstrated knowledge of company mission and goals and mentored employees in reaching objectives aligned with company core values.
- Taking full ownership of the client to onboard and sending pending document requirement to sales by interacting with on-shore sales person on a daily basis as Case Lead.
- Lead team of [20] members while providing exceptional customer service.
- Leading daily Video conferencing calls and daily team huddle with on shore
- Local Due diligence for the company according to the country of incorporation and country of booking to liaise with the regional regulator’s rules and procedures.
- Ensuring compliance with all AML laws, regulations, guidelines & written procedures such as Client Identification Program (CIP), KYC.
- Maintained the SLA and quality of deliverables as expected by the management.
- Regular training and coaching the team to update them regarding new changes.
- Setting goal for the entire team during start of the day.
- Handling the confidential data for the clients.
- CDD , EDD for approx 50000 customers of AXIS Bank.
- Transaction Monitoring.
Education
Bachelor of Technology - Electronics And Telecommunication Engineering
08.2012 - 06.2016
CGPA-7.41
10+2 -
- Passed with 65%
10th -
- Passed with 8.6 GPA
Skills
Analytical skills
Certification
Six Sigma Foundations (LinkedIn)
Timeline
Six Sigma Foundations (LinkedIn)
02-2021
Operational Excellence Foundation (LinkedIn)
02-2021
Learning Word 2019 (LinkedIn)
02-2021
Lean Six Sigma: Define and Measure Tools (LinkedIn)
02-2021
Excel for Corporate Finance Professional (LinkedIn)
02-2021
CISSP Cert Prep: 1 Security and Risk Management (LinkedIn)
02-2021
Senior Analyst (KYC) - KPMG Global Services
10.2020 - Current
Team Leader - Operations - Teleperformance D.I.B.S
06.2016 - 09.2020
Trident Academy Of Technology - Bachelor of Technology, Electronics And Telecommunication Engineering
08.2012 - 06.2016
Holy Cross School , (C.B.S.E) - 10+2,
D.AV. Public School (C.B.S.E) - 10th,
Similar Profiles
Akshay SachdevaAkshay Sachdeva
Senior Audit Associate at KPMG Resource Centre Pvt Ltd/ KPMG Global Services (UK Division)Senior Audit Associate at KPMG Resource Centre Pvt Ltd/ KPMG Global Services (UK Division)
Sarthak AnandSarthak Anand
SAP Consulting Manager at KPMG Global ServicesSAP Consulting Manager at KPMG Global Services
Harish JakkaHarish Jakka
Manager, Bridge Support Services at KPMG Global ServicesManager, Bridge Support Services at KPMG Global Services